In any normal academic debate, a reply in the Journal later that year could have noted that one of my paper’s assumptions was wrong. In the OECD report it drew on, the Australian rate of spending had risen. But in the next OECD report, later that year, it fell back. While my case didn’t rely on this, any correction may have offered comfort to those on the other side.
But here there would be no normal academic debate. While I had hoped that my paper would “stir debate” – as Hare reported – that prospect had been derailed by what a professor at another university called meta-argument allegations – taking offence or making accusations instead of debating the substance, on its merits.
As the publisher’s alarm about legal risk showed, I had two problems: not just the complaint, but the media misreport. Each echoed the other. The Josh advice to pull the publication from Taylor & Francis Online was a matter of urgency given the coverage in the media (and social media). I was struck by the irony: my note to advise the professor not to believe the media story drew a reply that firmly reinforced it, copied to the journalist herself. And now T&F was highlighting legal risk, in part because the media story reinforced the complaint.
Meanwhile, armed with the opinion of one of the most celebrated professors of higher education in the world, Hare with her editor hat on would refuse to print my own account of my paper’s case in The Australian (Chapter 4): If I publish your article, it implies my interpretation of your article was wrong. I don’t believe it was wrong...
My inner farmboy was thinking: bloody hell – should’ve just sent it to Tim Dodd at the Fin Review. By now besieged on two fronts, I put most of my time into the concerns Centre colleagues had raised. I didn’t think they’d read my paper closely. But it seemed fair to clarify the details they’d taken amiss. Before the T&F advice on the legal risk landed, I had sent the first of a series of follow-ups to the points Marginson had raised in our first exchange, two weeks earlier (Chapter 5).
From: Geoff Sharrock
Sent: Tuesday, 22 March 2016 3:50 PM
To: Simon Marginson
Cc: Leo Goedegebuure; Richard James; Glyn Davis; Sophia Arkoudis; Emmaline Bexley
Subject: RE: paper on OECD comparisons
Simon, As you probably know from Julie Hare, the paper she reported on two weeks ago was subject to some minor amendments, before it is to be published in print. One was about an ambiguity where I’d introduced one of your commentaries; I asked Julie to avoid quoting this section in her reporting. I infer from the fact that you cc’d your initial response to Julie that there had been prior communication between you on this; if so she may have passed the amendment on to you at the time. Over the last week I have checked back through the quotes used in my paper, to confirm if any were taken out of context in a way that distorts their meaning. With the possible exception of the amended section, I don’t believe they are. I have also sought a further amendment, to address a valid criticism raised by Emmaline, which concerns the “vested interests” line toward the end of the paper. At that point I failed to add that along with sectoral interests, most of the advocacy I’ve seen seems animated more by its concern for student interests as funding cuts loom; and by wider visions of how a better-financed sector can add value more broadly. On this point I’ve offered Emmaline a sincere apology for the omission, which I should also extend to you. More generally, I have taken steps to tone down the final section of the paper, bearing in mind the points you have made below. That said, I stand by the technical analysis and overall conclusions of the paper. And I’m now advised that you have put pressure on the journal to enforce a retraction, or include a statement formally dissociating the journal from what you describe as “Sharrock’s breach of ethics”. With respect, that seems a little extreme. I expect the journal will offer you the usual right of reply instead, after taking advice on this. All the best, Geoff
There was no reply from Marginson. Not even to clarify his allegation, or perhaps deny any dealing with Hare. Meanwhile I’d found time to write a short summary of my paper’s case for the Australian in response to Hare’s report. A pretty bloody mild-mannered clarification, in the circumstances. I sent a copy to those handling the complaint to the Journal, to inform their legal advice.
On lies, damned lies and OECD comparisonsDraft 22 March 2016
My journal article is not as sensational as Julie Hare’s report (9 March) suggests. The HES headline appears to quote me directly: Funding claims rely on data ‘misuse’. The article did not use this term … In our public debate, OECD comparisons often misconstrue the significance of a particular set of statistics. From this, flawed claims often follow about how poorly funded our universities must be … Since Julie Hare’s report, I’ve had quite a bit of email. One criticism concerns a line my paper drew between sectoral interests and OECD comparisons. I failed to add that most of the claims I’ve seen seem animated more by a concern for student interests as funding cuts loom; and by wider visions of how a better-financed sector can serve Australia’s future. For that omission I’ve offered some apologies, and taken steps to amend the article before it moves from online to print publication …
I also sent a copy to the Vice-Chancellor, and others that I’d emailed on 9 March who’d been named in Hare’s report. The VC responded the following morning: An eloquent response Geoff … and a generous acknowledgement of concerns while clear about those points which stand. Best wishes – Glyn
I sent a copy to Richard and Leo as well. I had already asked Leo to let me post this on the Institute website, if Hare refused to print it. But Richard didn’t support any response to the Australian. While it made no direct mention of Marginson, I assumed he was concerned that my reply might rekindle the debate about the paper and its wider implications, that we hadn’t been having.
From: Richard James
Sent: Wednesday, 23 March 2016 6:05AM
To: Geoff Sharrock; Leo Goedegebuure
Subject: Re: your HES report on my article on OECD comparisons
Geoff, Others may not agree, but personally I see little value in sifting through the issues – it’s time for everyone to move on. I fear that further public commentary will simply draw attention to and inflame an already sorry situation. All the best, Richard
After all that had happened, I didn’t see how an outline of my paper, correcting a misrepresentation and ending on a note of apology, could be seen as inflammatory. My reply didn’t mention Marginson directly, or refer to Centre colleagues at all. But Leo agreed with Richard. He wasn’t prepared to put it on the Institute website. At the time I didn’t see why they seemed so unfussed by the fact that one of their own scholars had had his work trashed in the media. Or why, in view of Hare’s hatchet job (see Chapter 9), they were so unwilling to let me set the record straight. After all, a lot of senior people in the sector were named in Hare’s report, as targets of my “extraordinary attack”.
But perhaps they’d heard more from other parties than I had. (Or perhaps, as I would often wonder that year, I had slipped into a parallel university where open exchange was frowned upon, in cases like mine.)
After receiving the legal advice from Josh later that week (Chapter 7), I updated the professor and the others at the University on my response to the Australian reporting.
From: Geoff Sharrock
Date: Saturday, 26 March 2016 12:58 pm
To: Simon Marginson
Cc: Leo Goedegebuure, Richard James, Glyn Davis, Sophia Arkoudis, Emmaline Bexley
Subject: RE: paper on OECD comparisons – reporting in the Australian
Simon Attached for your information is my response to Julie Hare’s reporting of my article. Among other things, this makes clear that its intent is not to accuse you (or anyone else) of academic fraud. It reaffirms my initial advice … Julie Hare advised that she still believes her initial interpretation was valid. In my request to reconsider this stance, I’ve made the following points:
- The paper went through blind peer review with four reviewers, none of whom saw it as an accusation of academic fraud on the part of commentators, such as yourself.
- The 11 instances of your commentary referred to in the media report are not given in my paper as a series of examples of ‘data misuse’. Most are there simply to map how our relative under-funding narrative has developed over time, as the % of GDP gap has grown in the OECD’s statistical table.
- The OECD comparison narrative in Australia began as detailed reporting and analysis of trends and their implications. But more recently (as I see it) the narrative itself has become its own form of ‘dogma’ … even when our domestic spending rises, in recent commentary it still often looks like it’s falling …
What surprised me about your initial response … is that some of my analysis simply reiterates points made in 2009 in Brendan O’Reilly’s commentary, “Misinformed debate on public funding for universities” … the main contribution of my paper has been to highlight GDP growth disparities as a generally unrecognised contextual factor … there are amendments to be made to the article before it goes from online to print. These will correct some minor inaccuracies and seek to address the concerns that have been raised … If you believe I have misrepresented any quote of yours in the current version of the paper, or misread its implications … I’d be grateful if you would let me know, so that this can be addressed. Assuming the journal offers you a right of reply in the print edition, this would avoid any need to argue points already conceded; or dwell on minor inaccuracies inessential to the argument and its wider conclusions. Regards, Geoff
Despite the earlier calls from Richard and Leo to leave Glyn out of this, I had decided not to comply. I didn’t see the point. And it was soon clear that I’d get more moral support from the VC than from local management.
From: Glyn Davis
Sent: Sunday, 27 March 2016 12:12 PM
To: Geoff Sharrock
Subject: Re: paper on OECD comparisons – reporting in the Australian
Thanks Geoff, and my condolences – it is not pleasant to be caught in such a controversy, even less so when the gulf proves hard to bridge. You have been clear in your responses and honest about any failings in expression or analysis. It is hard to ask more of anyone. Regards, Glyn
There was still no response from Marginson, that I could see. The T&F legal advice had me worried. Over the Easter break I rechecked my quotes against the professor’s commentary, and the OECD reports. I was keen to be sure that if a legal case arose, I could defend what I’d written.
On April 2, I sent him another email with some minor “fact-checking” queries. Again, I invite you to point out any error you find on my part. Regards, Geoff But again, there was no reply. By April 6, I’d completed my final fact-check. I’d found more OECD data to confirm my case. And to show how, at times, the professor’s claims were inaccurate. This time I would suggest withdrawing the complaint.
From: Geoff Sharrock
Sent: Wednesday, 6 April 2016 3:36 PM
To: Simon Marginson
Cc: Leo Goedegebuure; Richard James; Glyn Davis; Sophia Arkoudis
Subject: RE: paper on OECD comparisons – rechecking of quotes
Simon Further to earlier messages, I’ve now finished rechecking my paper’s use of quotes from your work; and I have one further detail to add. The page 12 quote … was given as an example of ‘exaggerated’ funding decline relative to international peers (in that it overlooks the effect of GDP growth disparities between Australia and the OECD when comparisons are made): ‘in 2010 Australia spent 1.6 per cent of its GDP on tertiary education. . .We are no longer ahead of the pack. In 1995, Australia likewise spent 1.6 per cent of GDP on tertiary education. The OECD average was then 1.2 per cent. It has now risen to 1.7 per cent. The world is increasing participation and increasing spending. We are just increasing participation. . .’
What my paper didn’t say at that point is that my interpretation of this as an (unintentional) exaggeration is consistent with other data provided in the OECD’s 2013 Education at a Glance report, from which you draw … A table on page 208 … shows Australian public spending rising 42% from 2000 to 2010, against the OECD average of 40% … it is hard to see how these OECD figures can be reconciled with any general claim of no increase in Australian spending over that period, based simply on a % share of GDP. In sum, while there are some minor details of analysis and expression in the paper that I hope to be able to amend, once again I stand by the article’s substantive critique and overall conclusions. From this and earlier messages, I hope it is also quite clear that the paper as it stands seeks to present an analysis of common fallacies, not a series of accusations of fraud. If you decide to reconsider the demand you have made, that the journal enforce a retraction of my article, I suggest you contact the editor Ian Dobson directly. Regards, Geoff
(If all this seems a bit technical, gentle reader – well, it is. But not that complex. You can see what I mean by looking through some charts here – including those below…)
Again, no reply from the professor. But this time my note drew an immediate response from the Centre Director. For reasons that still weren’t clear to me, he reaffirmed that he wanted the Vice-Chancellor kept out of the loop on this.
From: Richard James
Sent: Wednesday, 6 April 2016 3:47 PM
To: Geoff Sharrock
Subject: Re: paper on OECD comparisons – rechecking of quotes
Geoff, I will not reiterate all of my earlier advice to you which you have found unwelcome, but I feel obliged to stress as strongly as I can that copying in the VC is unhelpful here. Richard
By now it was clear too that Hare would not publish my reply. On this front, Leo had made it clear that as far as her misreporting was concerned, I was on my own: I do not want to further give oxygen to this discussion as I think it is counterproductive. I have no problem with your article. You send it to Julie who did something else with it than you expected. That can happen …
In other words: kindly shut up Dr Sharrock – your views on OECD statistics have caused enough trouble already. Angry professors aside, the following week the politics of all this seemed clearer, when the Centre circulated its new Communications Strategy:
The Melbourne CSHE and LH Martin Institute maintain good relations with a small group of influential higher education reporters and media, which include the influential Higher Education supplement of The Australian, The Conversation, Campus Review and relative newcomer Campus Morning Mail. These relations have helped promote us as go‐to experts on matters affecting tertiary education … It would be beneficial for the overall reputation of the Centre that these relations are maintained and, in some cases, built further.
As the Australian‘s HE editor, Hare was seen by Centre management as a strategic ally. The fact that she had misreported my critique, and the concerns I was raising about it, didn’t seem to count. Part of my problem, it emerged, was that Hare too was a firm believer in the OECD metrics I’d been calling unreliable. In her view, even in countries like Portugal, governments invested far more than in Australia in a way that really mattered: as a share of GDP. And at the time, many leaders and experts in the sector – including some at our own Centre – seemed happy to concur.
But the problem was simple, and inescapable: if each country spent 1% of GDP each year, real spending growth in Australia soon outpaces many others, particularly countries such as Italy or Portugal. In the metrics people kept citing, Australia’s GDP growth masked its spending growth. And Portugal’s lack of GDP growth masked its lack of spending growth. So any claim that Portugal spends more as a share of GDP meant little.
The following year I lost my job at the Institute (others were to follow). This brought my association with the Centre to a rather abrupt end. But later in 2017 I would learn that the Centre had made Hare an Honorary Fellow.
11 thoughts on “Diary of an Academic Infidel – Chapter 8”
How the Centre can make a journalist at The Oz, one of the fiercest opponents of any public spending in the sector, an Hon Fellow is completely baffling. The Murdoch press loathe and detest the sector, and pretty much all it stands for. Why reward their minions?
Meantime, as a very longstanding observer of the HE sector, and with a career of over 30 years now, and even as a former colleague of yours, I am still loathe to make my strong support for your position on funding too public – there are so many senior people whose narrative it contradicts. And they won’t hesitate to silence a voice, as we have seen in your case.
Peter, thanks for reading. In fairness, the journalist reports very widely on HE, and not in ways that simply reflect any Murdoch press view. In fact the journalist now writes for the Fairfax press. Most of her reporting seems well-balanced to me.
Regarding positions on university funding, I don’t oppose funding increases, at all – just poor use of evidence. When people ask whose side I’m on in debates like these, I usually say: “I’m on the side of accuracy – a basic precondition for the pursuit of truth and knowledge.”
I came to comment here for a similar reason.
I have been reading your diary. I think I am at about chapter 8, but I have a gnawing question that I cannot let go of.
My question is this:
Why did you feel the need to publish your paper to the public? I do not believe that the public is equipped to understand the argument put forward in all its detail and perhaps, even if another reporter had been selected, it would have been misinterpreted by many regardless. There has been a war on Universities that has been growing in neoliberal sentiment for years, to put such a debate forward and to give it to the propaganda spinning Australian just seems senseless to me.
It is an academic discussion, in my opinion, that should take place in a journal (as you expected) or in a boardroom and published in The Conversation. It is valid. I agree with you. The topic is so nuanced though. I’ve not read your paper, but, I do believe there are so many levels of analysis that could be taken, beyond yours, that situate Australia differently. Simply by virtue of an inability to capture anything in its entirety.
I understand that after being ignored you wanted to make a splash, to get your point across. I still am firm in my opinion though, that in our cultural environment such analysis is not suited for large scale media.
If you disagree, i’d like to know why.
Thanks for reading, Samramhan. The short background on why send it to The Australian is that prior to 2016 Hare had published my own commentary on the limitations of OECD metrics in Australian funding debates. And as HE editor with The Australian at that time, Hare was not hostile to the university sector, or to its under-funding narrative. The main argument of the journal article was quite simple, with charts to illustrate. In a later chapter you’ll see my case outlined in The Australian, later that year. Since then, I’ve made essentially the same case in the Australian Financial Review, as well as in later pieces in The Conversation.
Hi Geoff, thanks for the response.
You still haven’t answered why you thought it should be a public debate rather than an academic one.
I’m sorry that you were used by The Australian, as many are. Of course we know that even the most fair minded journalists will do what they must to keep their jobs.
I truly believe had it happened another way, the outcome would’ve been different. I can sympathise with those who just wanted it to “go away”, it would have been exhausting.
I will keep reading,
Samramham, academics are usually encouraged to promote their research findings by way of mainstream media (and social media). Many publish peer-reviewed work then Tweet about it, to attract a wider audience.
In this case, I was struck by how entrenched the bottom of the OECD orthodoxy was within and beyond the university sector. (It still is today). Views that run counter to an orthodoxy rarely get read, let alone discussed. And in this case, the basic insight that no-one seemed to see Australia’s unusually strong GDP growth after the global financial crisis as problem with spending comparisons struck me as very strange.
As the story here will tell, eventually I republished the paper in another journal. There has been no debate at all in that forum – or any other academic forum that I’m aware of.
I will go on to read your new article when I have time.
I am unfortunately still of the opinion (perhaps biased) that in our recent cultural environment, where there is a war waged against HE, that such a topic should’ve been dealt with differently. I am quite passionate about HE and I am aware of the floors in the system. But I think where the flaws stem from should be the key debate, lest they be demonised.
Thanks Samramham – it would be interesting to know what others who work in HE think. In this case the paper’s conclusion (in both versions, both peer-reviewed before publication) was simply the “inconvenient truth” that our universities are not as under-funded as they look “at a glance” in certain OECD metrics. You seem to be suggesting that such findings should be kept secret, to avoid external criticism of universities for promoting such a view. To me that implies a duty to self-censor, which would be at odds with most views of the role of universities and the role academic freedom should play for those who work in HE.
I’m not suggesting self-sensor, I just believe the conversation is at odds with the structure of modern media, that is driven for profit. I don’t think the conversation could possibly happen in the public sphere, to the extent that it deserves. Perhaps that will change.
I have finished reading now, and I am glad to see some of my questions were answered (so sorry for jumping ahead!).
I am also glad to see that you had sought legal help against the author who misrepresented you. I was hoping that would be the case, I look forward to finding out how it unfolds.
Just for the record,
I am not an academic. I am simply a mature aged student, in their final year, who is passionate about understanding how bureaucracy stifles academic freedoms (and selfishly so, as I find myself knowingly lacking the resilience needed to make change).
Thanks for this background Samramham – in that case you may be interested in an earlier post analysing the Peter Ridd case – soon to be re-examined in court, this time the High Court. There it’s the university administration that sanctions the scholar, in a formal way. https://geoffsharrockinmelbourne.net/2020/09/17/peter-ridd-and-the-french-review-connection/